Our customers and clients
Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority is a non for profit organization that has been authorized by Congress to protect America’s investors. Their goal is make sure the industry operates transparently. Enforcing high ethical standards and validating that public facing information is accurate and truthful is of extreme importance to ensure a level playing field within America’s financial environment. Excalibur Solutions was part of the team that designed and developed the Investment Adviser Registration Depository (IARD) and Web CRD, applications utilized by brokers, agents and their representatives when trading within the financial markets.